Compliance Manager

Huobi Singapore
Huobi Singapore
( Legal and Compliance )  Remote (Asia | APAC Time Zone Permitted)

Job Type : Full-Time
Experience : 3 to 5 years
Education : Bachelor Degree

Job Detail

Key Responsibilities

  • Drafting of all relevant compliance-related policies, implementing and ensure compliance by all relevant stakeholders
  • Serve as a subject matter expert in all regulatory requirements for the business, and provide day to day regulatory advisory to the business
  • Lead and manage the regulatory license application and maintenance
  • Responsible for communications with regulators and responding to the day-to-day requests from external and internal auditors on regulatory/ compliance matters
  • Report regularly to the company’s senior management on the license status and any regulatory compliance matters
  • Monitor any changes in regulatory developments that would potentially impact the business and providing timely updates to the relevant stakeholders
  • Assisting in ad-hoc compliance reviews, testing or other regulatory-driven projects
  • Assist in training and development of new or inexperienced staff
  • Working with internal/external parties (for example clients, fund managers, vendors, fund accountants, auditors etc)
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Huobi Singapore, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

 Job Requirements

  • At least Bachelor’s Degree or higher
  • At least 5-7 years of relevant experience in asset/fund management.
  • Candidate with ICE / APEX / SGX / MAS background or from CMS or Capital Market department preferred.
  • Experience handling fund management licence application is a plus
  • Familiar with the Securities and Futures Act (“SFA”) for fund management
  • Experience in dealing with regulators or as MAS liaison officer
  • Fluent in English and Mandarin, both written and spoken
  • Willing to take challenges and work under pressure
  • Self-motivated and a good team player
  • In-depth strategic thinker with the ability to work in a fast-paced environment
  • Understand customer experience and business-oriented
  • Good Interpersonal skills and strong communication skills

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