Compliance Analyst

Role

Compliance Analyst 

Purpose of Role

To onboard counterparties, perform due diligence including bank account verification as per business rules and provide supervisory oversight as may be required.  

Responsibilities & Duties

• Carrying out day-tąąćo-day activities with regards counterparties-related onboarding.

• Sanctions-screening, verification of documents and data validation as per Business Rules.

• Reviewing false positive hits in accordance with Business Rules.

• Performing Quality Check (QC) and supporting QC-related communication.

• Preparing due diligence reports using various in-house and third-party tools.

• Supporting the bank account management process to ensure timely completion and update. 

• Identifying process gaps, if any, and suggesting solutions/amendments.

• Updating critical data in systems and back-end tools.

• Prioritizing and allocating tasks and providing supervisory oversight, as and when required.

• Collaborating with various internal Teams to ensure SLAs and Customers’ needs are met.

• Identifying training requirements within the Team and sharing with the Team Lead.

• Performing a variety of supervisory duties as/when needed.

• Supporting to resolve Team Members’ doubts as well as providing training, where necessary. 

• Supporting Team Leads in planning shift and work distribution.

• Providing operational support and assisting with projects as assigned.

• Providing support to the Team’s Management, as may be required from time-to-time.

• Supporting the Team with technical project-planning and implementation. 

Candidates with below qualifications are invited to apply

• Proficiency in English & either of Mandarin or Spanish
• Minimum 1-year experience in bank account verification & Screening experience or KYC and Enhanced Due Diligence (EDD) Process 
• Minimum 1-year experience in systems implementation and project planning 
• Exposure to Sanctions, EDD, AML or any Compliance Training
• Graduate (IT, CS, BCA etc.)
• MS Office proficiency
• Compliance, AML basic or KYC training and research skills desired
• Good communication skills
• Shipping background would be an added advantage
• Ability to work from home

We offer: 

• Fully remote organisation with all the ‘bells and whistles’ required to perform optimally from remote 
• Great working environment with engaged, committed colleagues who have been with us for many years
• Great performance management framework linked to bonus schemes and salary adjustments